Mark Meshulam is an expert witness and consultant for caulk failures.
Since caulk is usually the primary means of sealing elements of a window system together and to the surrounding condition, caulk failures are often part of a window leakage problem.
Email me for a great caulking contractor at mark@www.ftp-link.com

To the uninitiated, caulk is gooey stuff you buy in a tube at Home Depot and smear on cracks. To window-ologists, however, caulk is a science.

Window leaks related to caulk failures

1. Perimeter caulk failure
Windows must be caulked to the surrounding conditions or they will surely leak. I did see a job once where an inventive contractor tried to use the EIFS coating of the exterior wall overlapped onto the edge of the window, instead of using caulk. Of course this brittle material cracked at the first thermal movement. Water leaks in this building filled 5 gallon buckets and the wall became the worst mold colony I ever saw. Lesson: use caulk around your windows, not creativity.

Caulk joint is not tooled, is used in insufficient amount, has gaps and poor joint design. In short, it sucks! It will leak! This is a classic caulk failure.
Caulk joint is not tooled, is used in insufficient amount, has gaps and poor joint design. In short, it sucks! It will leak! This is a classic caulk failure

2. Caulk deterioration or reversion
In this type of failure, old caulk or a “bad batch” of caulk never fully cures. It might have a gummy quality, or turn into a disgusting liquid. This is a bad problem and will require removal and cleaning or full encapsulation to rectify it.

caulk failure can occur when it has exceeded its expiration date
Do not use caulk which has exceeded its expiration date
This caulk failure is characterized by releasing from one or both substrates. This is called caulk adhesive failure.
This caulk failure is characterized by having released from one or both substrates. This is called caulk adhesive failure.

3. Caulk failure: adhesive
Adhesive caulk failure occurs when the caulk does not stick to one or both substrates. Ironically, the adhesive bond can release days, weeks or even months after application. It probably will not be known during application. The best way to prevent this type of caulk failure is to perform adhesion tests on substrates before performing all of the caulk work. Perform the tests with and without the recommended primers. This will flesh out potential adhesive incompatibilities. Equally important is the use of proper cleaning techniques immediately prior to caulk application. And always “tool” the joints! Carefully follow manufacturer’s instructions and recommendations for cleaning methods and follow them religiously.

4. Caulk failure: cohesive
Cohesive caulk failure occurs when the caulk shows a rupture or tear within its boundaries as opposed to where it sticks to something else. Cohesive caulk failure can occur as a result of caulk deterioration or poor joint design. Caulk joints must be installed according to manufacturer-approved designs in order to function well. Generally, the design will include the use of a foam backer rod, creation of an hourglass shaped caulk cross section, a specified ratio of width to thickness, a minimum amount of area of adhesion at each substrate, and “tooling” of the joints.

When a rupture occurs within the sealant itself, this is called cohesive caulk failure
When a rupture occurs within the caulk itself, this is called cohesive caulk failure
Caulk adhesion and cohesion failures in tension and shear
Everything you wanted to know about caulk failure, both adhesive and cohesive, in shear and tension, in one richly illustrated graphic. How do we do it?

5. Caulk failure: discontinuity
Caulk is only as good as the person who installs it, and the substrate that is being sealed. If the caulker misses a spot, even a small one, the building will leak and possibly quite a bit. Sometimes the window, flashing, or adjacent wall has overlaps or cracks which penetrate the caulk joint. These cracks or overlaps will conduct water into the building even with a world-class caulker on the job.

6. Caulk failure: immersion
Unless your building is caulked with aquarium sealer, I would be willing to bet that your warranty will be void, and caulk failure will occur prematurely, if the caulk is subjected to immersion in water. The most classic example of this is at “back-pitched” sills or balconies. If you see your caulk joints immersed in puddles of water, find a way to either correct the pitch (slope) of the sill, or create a drainage path which will carry water away from the caulk.

7. Caulk failure: incompatibility
Caulk utilizes fairly complex chemistry which includes the actual solids involved, the solvents, the cure chemistry, the crosslinking of molecules as cure takes place, the release of by-products of cure, the development of adhesion. If the caulk is in the presence of other materials which also have a reactive nature (as opposed to being inert), you might find that these two materials will react to one another, possibly not in a good way. They might degrade one another, or fail to adhere to one another, or prevent the cure of one or both materials. Or, they might simply discolor one another while continuing to otherwise perform.

Take caulk compatibility very seriously and test all substrates with the caulk you want to use. Also be sure to use the cleaning solvent which is compatible with the sealant. Do not improvise with your solvent selection. If the instructions say to use isopropyl alcohol (IPA) for example, don’t use denatured alcohol, grain alcohol or vodka. Use what the manufacturer specifies. The wrong solvent can be incompatible with and cause caulk failure.

Separating incompatible caulks

One of the frustrating ironies of waterproofing is that the two best and most frequently used waterproofing materials don’t like each other. I am referring to the silicones, which are generally regarded as the best window and wall caulks, with the bitumastic family, frequently used on roofs and flashings.

Bitumastic, or bituminous materials are derived from coal or oil. They are almost always black. They might be in a liquid or mastic form, or heated and rolled on, or manufactured into a roll with an adhesive backing. They are great waterproofers because they repel water, but they tend to either remain in a somewhat liquid state or release oil at their surface. Few caulks will stick to them as a result.

I have spent many sessions with design professionals who grapple with this incompatibility. They generally devise an intermediate substrate that both sealants will adhere to, such as a metal flashing. This approach can yield success, however it can also fail. Failures will typically occur at corners, splices or intersections of the flashing, where maintaining caulk continuity (while also maintaining separation) through that location is nearly impossible.

Great resource: Dow Corning Contractor’s Handbook. A contractor’s guide to Dow Corning construction products and procedures

For a good caulking job, involve an expert

If you have a project which involves either failures involving caulk, or a project which will utilize a significant amount of caulk, make sure you are doing it right. A good sealant job will last 20 years or more. A bad caulk job can fail during the next rainfall. It does not cost much more to do a good job. Involve an expert (call me, for instance) to ensure that your caulk performs and gives you the value and water-tightness you bought. And if you just need a great caulker, let me know.

Mark Meshulam, Chicago Window Expert inspects caulk from scaffold on highrise building
Mark Meshulam, Chicago Window Expert inspects sealant from scaffold on highrise building

Email me for a great caulking contractor at mark@www.ftp-link.com

Have caulk problems?
No matter where you are,
contact me, Mark Meshulam,
the Chicago Window Expert
For the expert attention you deserve
Mark@ChicagoWindowExpert.com
Download Brochure
Download Mark Meshulam’s CV
Download Field Testing Credentials

Current client locations:
Alabama, Alberta, Arizona, Arkansas, British Columbia, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Illinois, Indiana, Iowa, Japan, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, New Jersey, New York, North Carolina, Nova Scotia, Ohio, Oklahoma, Ontario, Oregon, Pennsylvania, Russia, Singapore, Tennessee, Texas, Utah, Virginia, Washington State, Washington DC and Wisconsin.
Coming soon to your area!

One thought on “Window Caulk Failures”

  1. I would have to disagree with your first statement:

    1. Perimeter caulk failure
    Windows must be caulked to the surrounding conditions or they will surely leak.

    Windows do not need to be caulked. We mostly supply to the Passive House community and use the Hanno expanding foam tape for not only the air sealing but also replacing caulk to exterior joints. The Hanno 3E is for air sealing between the window frame and RO and the BG1 is for bulk water for exterior trim. We never use caulk again for exterior sealing

Leave a Reply

Your email address will not be published. Required fields are marked *

*

Click to schedule a free consultation